Understanding the Link ​between
Mood, Anxiety, and Stress
Depress Anxiety
Author manuscript; available in PMC: 2013 Apr 1.
Published in final edited form as: Depress Anxiety. 2012 Apr;29(4):264–281. doi: 10.1002/da.21891
https://pmc.ncbi.nlm.nih.gov/articles/PMC3612961/
The Anxiety Spectrum and the Reflex Physiology of Defense: From circumscribed Frear to Broad Distress.​
​
This study explores how the body’s built-in defense responses—automatic reactions that help us respond to stress—may play a role in different types of anxiety. By looking at how these responses range from specific fears to more general feelings of distress and how they are impacted by retained reflexes, this research helps parents better understand how anxiety can show up in children. Enjoy!
​
Abstract
Guided by the diagnostic nosology, anxiety patients are expected to show defensive hyperarousal during affective challenge, irrespective of the principal phenotype. In the current study, patients representing the whole spectrum of anxiety disorders (i.e., specific phobia, social phobia, panic disorder with or without agoraphobia, obsessive-compulsive disorder, generalized anxiety disorder (GAD), posttraumatic stress disorder(PTSD)), and healthy community control participants, completed an imagery-based fear elicitation paradigm paralleling conventional intervention techniques. Participants imagined threatening and neutral narratives as physiological responses were recorded. Clear evidence emerged for exaggerated reactivity to clinically relevant imagery—most pronounced in startle reflex responding. However, defensive propensity varied across principal anxiety disorders. Disorders characterized by focal fear and impairment (e.g., specific phobia) showed robust fear potentiation. Conversely, for disorders of long-enduring, pervasive apprehension and avoidance with broad anxiety and depression comorbidity (e.g., PTSD secondary to cumulative trauma, GAD), startle responses were paradoxically diminished to all aversive contents. Patients whose expressed symptom profiles were intermediate between focal fearfulness and broad anxious-misery in both severity and chronicity exhibited a still heightened but more generalized physiological propensity to respond defensively. Importantly, this defensive physiological gradient—the inverse of self-reported distress—was evident not only between but also within disorders. These results highlight that fear circuitry could be dysregulated in chronic, pervasive anxiety, and preliminary functional neuroimaging findings suggest that deficient amygdala recruitment could underlie attenuated reflex responding. In summary, adaptive defensive engagement during imagery may be compromised by long-term dysphoria and stress—a phenomenon with implications for prognosis and treatment planning. Depression and Anxiety 29:264–281, 2012.
Keywords: imagery, anxiety disorders, specific phobia, social phobia, panic, agoraphobia, GAD, comorbidity, depression, PTSD, trauma, chronicity, emotional reactivity, blunting, diagnostic subtypes, psychophysiology, startle, fMRI, neuroimaging
EMOTIONS AS ACTION DISPOSITIONS
From the perspective of natural science, human emotions include three measurable response classes: verbal reports of experience, overt actions, and associated physiological mobilization.[1] Several theorists have proposed[2–4] that primitive survival reflexes are the foundation for emotion’s physiological mobilization and action. That is, humans and other animals approach elements that sustain life (appetitive motivation) and fight or flee amidst threats to continued existence (defensive motivation). Humans, however, seldom react as directly as do less complex species. With the development of higher order cortices, emerged enhanced capacity for inhibition and delay, and evaluation of alternatives and outcomes. Nevertheless, primitive reactance is adumbrated in muscles and glands, supported by neural circuits deep within the brain and widely shared among species. For this reason, emotions (fear and anger; joy and desire) are considered action dispositions[5] and as such are often most evident when humans are overtly passive, but mobilized somatically and autonomically for actions that may never actually manifest.
ANXIETY, DEFENSIVE PHYSIOLOGY, AND THE DSM-IV
Throughout the diagnostic nosology,[6] anxiety disorders are fundamentally conceptualized as disruptions of emotional processing, more specifically of exaggerated propensities to respond defensively to stimuli typically perceived as mildly threatening or even innocuous. Based on the supposition that emotional experience of fear and/or anxiety includes not only subjective distress and behavior (i.e., escape/avoidance) but accompanying physiological activation, the canon lists for each diagnosis at least one physiological symptom intended to reflect arousal secondary to disorder-related distress. Notably, prototypical physiological activation patterns have not been identified for respective disorders, suggesting that physiological hyperarousal is an undifferentiated constituent of clinical anxiety—similarly heightened across symptom presentations.
INTERNALIZING SYMPTOMATOLOGY: A DISCERNIBLE UNDERLYING STRUCTURE?
Epidemiological phenotypic[7–11] and genotypic[12–14] factor analytic studies of anxiety and mood disorder comorbidity have revealed a common internalizing dimension, typically expressed as one of two classes of disorders, circumscribed fear versus pervasive anxiety and sadness. Phobic disorders (specific and social phobia) are conceptualized as expressions of underlying fear pathology whereas generalized anxiety disorder (GAD), dysthymia, and depression, showing strong common affinity, reflect latent anxious-misery/distress.
Although epidemiological data have provided compelling evidence of focal fearfulness and broad anxiety as organizing concepts, there is a paucity of complementary objective evidence. Recently, the National Institute of Mental Health has initiated the Research Domain Criteria Project (RDoC[15–18]) to promote investigation of basic mechanisms underlying mental illness, unconstrained by conventional diagnostic boundaries, with the aim of explicating endophenotypes[19] or response measures (e.g., reaction time, autonomic and startle reflexes, brain circuit connectivity)—presumably informative indices of the elementary organic dysfunction (e.g., gene expression).
Consistent with the aims of the RDoC, in this review, we integrate recent results from a psychophysiological investigation of the full range of anxiety spectrum disorders, evaluating reflex outputs from the brain’s fear/defense circuitry during aversive imagery. Following a brief review of somatovisceral and functional neuroimaging patterns elicited by imagery, we consider observed defensive profiles both within as well as between anxiety disorders toward the goal of determining the relative influence of disorder-specific as well as nonspecific features in defensive mobilization.
MENTAL IMAGERY AS A WINDOW INTO EMOTIONAL EXPERIENCE
Mental imagery, especially of an affectively laden narrative, in which the participant imagines the engaging role of active protagonist, has been a productive means of instantiating observable affective dispositions.[20–22] From hundreds of unselected participants, we have collected normative ratings of pleasure and arousal for a wide range of narrative scripts (Affective Norms for English Text,[23]) and found the same pattern that emerged for pictures (International Affective Picture System,[24]). These data attest that despite the effort involved in generating a mental image, emotional narratives prime motivational dispositions analogously to external percepts. In fact, physiological arousal during threat imagery parallels anticipatory reactions to in vivo threat,[21] similarly mobilizing the autonomic nervous system (e.g., heart rate, skin conductance), communicating distress through facial musculature (e.g., corrugator “frown” muscle), prompting somatic reflexive action (e.g., startle potentiation),[22] enhancing attention allocation (e.g., electrocortical activity[25]), and yielding verbal evaluations of intense aversion. Not surprisingly, imagery has been incorporated into empirically supported treatments of fear and anxiety to selectively prompt clinically relevant distress with the goal of promoting habituation and, ultimately, extinction. Aversive imagery, indeed, is a component in numerous conventional behavioral methodologies implemented to treat the entire anxiety spectrum (e.g., specific phobia,[26] panic disorder,[27] posttraumatic stress disorder (PTSD),[28, 29] GAD[30]). Script-driven imagery is an especially flexible tool in experimental and therapeutic contexts as it permits presentation of not only standard, but also personal threat challenges, the latter being essential given the idiosyncratic nature of human experience and consequent fear and apprehension.
MOTIVATIONAL CIRCUITRY AND EMOTIONAL IMAGERY
The use of imagery to elicit clinically pertinent distress is premised on the expectation that imagining frightening narratives activates brain circuitry implicated in animal models of human fear.[31] In a series of functional neuroimaging studies[32–34] from our laboratory, we have observed a corticolimbic network that reliably activates during aversive relative to neutral imagery even in nonclinical samples. These distributed neural sources are consistent with Bioinformational Theory,[35] which conceptualizes emotional imagery as episodes encoded in memory via associative networks including (1) stimulus or sensory representations (cues perceived in the context), (2) meaning representations (semantic information “about” the context), and (3) response representations (behavior and physiology that occur in the context). The response representation or procedural knowledge is of particular significance for the action mobilization characteristic of emotional engagement. It is these efferent memories that are most directly connected to the brain’s motivational system (appetitive or defensive), presumably intrinsic to the pronounced physiological arousal evidenced in the psychophysiological laboratory. Guided by this conception, response dispositions primed during aversive imagery should be observable in neural substrates. Accordingly, blood-oxygen level dependent (BOLD) signal increases have reliably emerged in supplementary and presupplementary motor areas, precentral gyrus, and cerebellum[31–33]—regions involved in planning and executing motor action. Corresponding enhancements have been demonstrated in ventrolateral inferior frontal gyrus and dorsal medial prefrontal and dorsal parietal cortex, perhaps reflecting semantic elaboration and sensory integration subserving the generation of a vivid mental image of the self. Importantly, in contrast to imagery of simple visual scenes[36] or motor execution,[37] enhanced defensive motivation was clearly evidenced by middle temporal lobe, insula, and amygdala recruitment—activation that strongly covaried with subjective arousal (Fig. 1). Functional connectivity analyses further confirmed that these premotor and motivational regions contribute to a network of coordinated cortico-cortical and corticolimbic loops sensitive to the emotional intensity of imagined narratives.[38]
Figure 1.

On the left, mean event-related bold signal change (percent) in the amygdala during read (12 s) and imagery (12 s) of neutral and unpleasant narratives. On the right, average signal change in the amygdala during the imagery epoch for neutral and individual unpleasant content categories, arranged from right to left in order of increasing mean subjective arousal. Error bars represent 95% confidence intervals.[146] Adapted from Costa and colleagues.[32]
The aforementioned patterns were observed in studies conducted at the UF Center for the Study of Emotion and Attention, and similar activations have been observed across laboratories. For a recent meta-analysis,[39] we selected whole-brain functional neuroimaging studies (i.e., magnetic resonance imaging, positron emission tomography, spectroscopy) of narrative emotional imagery paradigms, in particular those that used auditory or visual cues to prompt imagined participation in emotional events. These included procedures typically classified as script-driven imagery,[40] symptom provocation,[41] and/or autobiographical recall.[42] Across 74 studies and more than 1,300 participants, increased activation for emotionally arousing compared to neutral imagery highlighted a distributed network underlying imaginal engagement including inferior frontal gyrus, insula, dorsal medial prefrontal cortex, anterior cingulate, and, again, a region fundamentally implicated in emotional responding—the amygdala (Fig. 2).

Increased activations during emotional imagery resulting from multikernal density analysis of peak coordinates for emotional versus neutral processing in 74 whole-brain studies (N = 1,325). Lighter regions are family-wise error corrected for single voxels and significant extent at p < .05 and darker regions are significant at p = .05 after correction for spatial extent at p < .01. Adapted from Costa and colleagues.[39]
DEFENSIVE ACTIVATION AND THE STARTLE REFLEX
Given the significance of this defensive network during emotional processing, not only during imagery but a range of affective challenges,[43–45] and its well-established contribution to clinical fear and anxiety,[46–48] the ability to index circuit output in the psychophysiological laboratory is of utmost value for research and, potentially, clinical assessment. The potentiated probe startle reflex, a response readily quantified by the magnitude of its first component—the eyeblink—has provided such a measure. As defined over several decades of infrahuman neuroscience research,[49–53] startle potentiation is mediated by the brain’s fear/defense circuit, centered on the amygdala. Circuit activation begins when the lateral and basolateral nuclei of the amygdala receive threat-relevant information from sensory/memory systems. These nuclei project to the central nucleus of the amygdala and bed nucleus of the stria terminalis (BNST), which in turn project to a variety of hypothalamic sites, the central gray, facial motor nucleus, and brainstem target areas, initiating a range of defensive reflexes that evolved to counter imminent threats to survival.[54] Importantly, the amygdala/BNST also project to the central pontine site of the startle circuit, increasing the magnitude of the startle reaction during threat/fear states. Startle reactions are elicited by any abrupt sensory stimulus and serve as a primitive escape response in many species.
In the case of human fear, recording the startle response to a brief acoustic probe (e.g., 95 decibel (dB) white noise) has provided a productive, cost-effective, and noninvasive measure of defensive neural activation. Heightened reflex responding is reliably observed during aversive contexts such as picture viewing,[55] anticipation,[56] exteroceptive threat,[57, 58] conditioning, [59] and narrative imagery,[22] closely corresponding to rated arousal and withstanding even massed repetition[60] and competing cognitive tasks.[61] Furthermore, across these elicitation paradigms, fear potentiation has been further amplified by individual differences in fearfulness and anxiety.[62–67] In the ensuing discussion, we consider whether anxiety invariably confers exaggerated startle responsivity during imagery, or alternatively, if the defensive profile varies as a function of foremost clinical problem (i.e., principal disorder) and comorbid symptom constellations.
​
AVERSIVE IMAGERY, STARTLE, AND THE ANXIETY SPECTRUM: CURRENT SAMPLE
In research recently undertaken[68–72] at the UF Fear and Anxiety Disorders Clinic and the Center for the Study of Emotion and Attention, treatment-seeking adults (N = 393; mean age 33 years; 64% female) and a demographically matched, healthy community comparison sample (N = 68) completed the Anxiety Disorder Interview Schedule for DSM-IV (ADIS-IV; 73), a semistructured interview for assessing current anxiety, mood, substance use, and somatoform disorders and for screening psychosis and major physical disease. In the case of multiple axis I disorders, diagnostic primacy was determined by clinician-rated severity reflecting both distress and interference. Controls denied current or lifetime diagnoses of psychiatric illness.
At a subsequent session, participants completed a narrative emotional imagery procedure. This entailed listening to a 6-s description of a standard aversive and arousing experience (e.g., being attacked by an animal) or quotidian, neutral event (e.g., reading a magazine). Participants were instructed to imagine being actively engaged in the narrative, as a participant rather than observer, until a tone cue signaled the end of imagery after 12 s. Included in the series of standard scripts were two idiographic, “personal” threat narratives representing each patient’s primary clinical fear; or for controls, their “worst fear” experience (Table 1).
TABLE 1.
​

Startle probes consisting of 50-ms 95 dB white noise with instantaneous rise-time were presented during the imagery epoch and on a subset of intertrial intervals. Startle blinks from orbicularis oculi electromyography (EMG) represented the magnitude difference between onset and peak muscle potential,[74] standardized within subject in relation to the mean and standard deviation of intertrial probe responses.[75] Following imagery assessment, participants rated each scene for experienced pleasure and emotional arousal.[76]
Patterns of startle reflex responding elicited during imagery and concomitant patterns of momentary as well as preexisting distress were assessed. Illustrated in Figure 3 (top panel) are the group means by principal disorder (no diagnosis N = 68; specific phobia N = 67; social phobia N = 71; panic disorder without agoraphobia (PD) N = 39; panic disorder with agoraphobia (PDA) N = 62; obsessive-compulsive disorder (OCD) N = 43; GAD N = 65; PTSD N = 42) on the Beck Depression Inventory (BDI-II),[77] indicating that cognitive and somatic symptoms of depression were within the normal range among control participants and no more than minimally elevated among anxiety patients endorsing the most focal dysfunction (specific phobia). Symptom levels then progressively increased with the generalization of anxiety and apprehension, Group F(7,444) = 35.86, p < .001. Controlling for multiple comparisons, specific phobia patients reported less symptomatic depression than all patients except those with social phobia and panic disorder without agoraphobia, whereas principal PTSD endorsed distress that exceeded all other groups. As shown in Figure 3 (top panel), intermediate symptom severity characterized PDA, differing reliably only from the extremes of the continuum (i.e., control, specific phobia, PTSD, ps < .001).
Figure 3.

Top panel. Mean total score reported on the BDI-II[77] by principal disorder (OCD, obsessive compulsive disorder; GAD, generalized anxiety disorder; PTSD, posttraumatic stress disorder) as determined with the ADIS-IV[73]. Bottom panel. Total number of axis I disorders conferred based on clinician judgment subsequent to ADIS-IV interview, arranged by principal disorder (control participants excluded).
The BDI total score was depicted here for ease of comparison with the extant literature. Importantly, this pattern emerged across nearly all symptom domains including unspecified anxiety (State-Trait Anxiety Inventory, STAI[78]), generalized fearfulness (Fear Survey Schedule, FSS[79]), anger (State-Trait Anger Inventory[80]), and functional interference (Illness Intrusiveness Rating Scale [81]) as well as interview-based frequency of additional anxiety, mood, and other axis I disorders (Fig. 3 bottom panel).
The confluence of dimensional and categorical dysphoria observed here, as well as innumerable preceding studies[82, 83] is centrally important to the ensuing discussion. Corresponding symptom exacerbation (or amelioration) is the rule, rather than the exception, for anxiety and depressive disorders and accompanying symptomatology. As such, we have termed this nonspecific self-reported symptom array negative affectivity [68] to highlight the synergy of multiple pathologies as opposed to isolated disorders in modulating defensive reflex physiology. In the subsequent section of this report, we examine the effects of this general variable as it modulates imagery-driven fear-potentiated startle within each of the diagnoses of the anxiety disorder spectrum.
POSTTRAUMATIC STRESS, TRAUMA RECURRENCE, AND STARTLE RESPONSES DURING AVERSIVE IMAGERY
We will first explore fear-potentiated startle at the extreme of the self-reported distress continuum—principal PTSD, addressing in particular a potential dose–response relationship between trauma recurrence and intensity of physiological reactions to trauma memories. Epidemiological work has confirmed that exposure to multiple compared to single traumatic events more strongly predisposes the development of PTSD.[84] Cumulative exposure is associated with more severe[85] and chronic posttraumatic stress,[86] more generalized symptomatology,[87] and poorer sociooccupational functioning.[88] In effect, multiple compared to single traumatic exposure more perniciously sensitizes individuals to subsequent stress, prolonging pathological emotional processing across numerous subjective symptom domains. Are corresponding sequelae observed during physiological activation to imagery challenge?
Compared to control participants, when PTSD is considered as a homogeneous diagnostic entity,[70, 89] clear “exaggerated startle” reactivity was observed, not to baseline startle probes, rather to those administered in the midst of idiographic (i.e., trauma relevant) as well as standard aversive (i.e., anger, survival threat) imagery. No evidence emerged among control participants to implicate trauma exposure per se in the etiology of this heightened reactivity (Fig. 4 top panel). Conversely, PTSD patients differed dramatically according to whether lifetime trauma exposure was limited to a single, discrete event (e.g., rape, industrial accident) or distributed across multiple occurrences (e.g., childhood sexual and/or physical abuse, domestic violence). The physiological hyperreactivity observed for the PTSD group as a whole was driven by patients with discrete traumatic exposure, whereas those with cumulative traumatization showed blunted startle reactivity—failing even to recruit responses during trauma-related imagery that exceeded those during neutral imagery. Importantly, this biomarker difference was not reflected in subjective fear—all patients reported equivalently intense aversive arousal during imagery of their trauma narratives.
CONCLUSION
In a large-scale study of anxiety spectrum patients, focally fearful individuals with minimal comorbidity demonstrated robust startle potentiation during imagery, specific to clinically relevant personal narratives. In contrast, marked diminution for all aversive contents was observed in patients who endured far more sustained dysfunction and conveyed diagnostic presentations marked by pervasive apprehension and comorbid negative affectivity (i.e., simultaneous elevations across categorical and dimensional measures of anxiety and mood symptomatology). Patients with symptom profiles interposed between focal fearfulness and broad anxious-misery exhibited a still heightened but more generalized physiological propensity to respond defensively and indicated intermediate disorder duration. Consistent with the aims of the RDoC initiative, fear-potentiated startle during narrative imagery appears to be a dimensional biomarker of fear-defense circuit activation—meaningfully cross-cutting conventional diagnostic distinctions to highlight common dysfunction.
Longitudinal examination is necessary to determine whether these defensive and subjective response profiles are stable, time-invariant dispositions throughout the trajectories of anxious dysfunction, potentially reflecting genetic underpinnings.[147] Imagery-driven fear-potentiated startle might even be a useful endophenotype in investigations of genetic liability, preceding disorder onset.[148, 149] Alternatively or additionally, we may be observing individuals at temporally different junctures in pathogenesis. A predominantly fearful, hyperreactive presentation may evolve with progressive generalization and resistance to extinction, to chronic stress/hyperarousal and a constellation of refractory negative affectivity, which adversely impact motivational neurocircuitry integrity and thus, ultimately impair defensive action (startle).
Our patient groups did not differ on age at evaluation; so reports of more persistent distress in the hyporeactive patients indicate that these individuals suffer much longer than focally fearful patients prior to seeking treatment and as such, outreach to promote earlier intervention is clearly warranted. Importantly, regardless of the etiology of response diminution, a challenge arises: does this biomarker reflect mechanisms that impede therapeutic gains? For many patients, imaginal exposure and other treatments aimed at extinguishing exaggerated fear response are clearly effective in promoting symptom amelioration. Among patients whose defensive startle reflex is impaired, and presumably the brain’s fear/defense circuitry is compromised, can the reflex physiology of fear be readily accessed for extinction? As a preamble to exposure, it might be beneficial to train patients to reengage their reflex physiology, promoting concordance between subjective and physiological experience, and thus enabling patients to maximize treatment and ensure meaningful recovery.
.png)




